Compliance
Updated monthly. For real-time updates, see SEBI and exchange websites directly.
Framework for Regulated Entities under AI/ML-Based Investment Recommendations
SEBI introduces a comprehensive framework requiring all investment advisors and research analysts using AI/ML tools to maintain explainability logs, conduct periodic audits, and ensure client disclosures about algorithm-based recommendations.
Revision of Closing Auction Session Timings for Equity Segment
NSE revises the closing auction session timing from 3:40 PM to 4:00 PM to 3:45 PM to 4:00 PM, effective February 1, 2026. The pre-open session remains unchanged.
Enhanced Disclosures for Mutual Funds with International Exposure
Mutual funds with more than 20% international exposure must now provide quarterly reports on currency hedging costs, geopolitical risk assessments, and detailed country-wise allocation breakdowns.
Introduction of T+0 Settlement Cycle for Select Securities
BSE announces the introduction of T+0 (same-day) settlement for top 500 securities by market capitalization, effective March 2026. This reduces counterparty risk and improves capital efficiency.
Guidelines on Investor Grievance Redressal Through ODR Platform
SEBI mandates all market intermediaries to integrate with the Online Dispute Resolution (ODR) platform. Disputes under ₹50 lakhs must be resolved within 60 days through this mechanism.
Margin Requirements for Intraday Derivative Positions
NSE revises peak margin requirements for intraday derivative positions, introducing a tiered system based on volatility bands. High-volatility periods will require 125% of standard margins.
Cybersecurity Framework for Stock Brokers and Depository Participants
SEBI issues comprehensive cybersecurity guidelines requiring brokers to implement zero-trust architecture, conduct quarterly penetration testing, and maintain 24/7 Security Operations Centers.
New Framework for Small and Medium REITs
BSE introduces a simplified listing framework for SM-REITs with asset values between ₹50 crore and ₹500 crore, enabling fractional ownership of commercial real estate for retail investors.