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    Glossary

    Finance terms, defined. Each entry includes a formula where applicable and a real Indian example.

    Account AggregatorAccount Aggregator (AA)

    An RBI-regulated framework for secure, consent-based financial data sharing between financial institutions.

    AlphaJensen's Alpha

    Excess return of an investment relative to its expected return based on risk (beta). Measures manager skill.

    AMOAfter Market Orders

    Orders placed after trading hours for the next trading day.

    Announcement DateDeclaration Date

    Date when company board announces corporate actions like dividend/bonus.

    Asset Allocation

    The split of a portfolio across asset classes such as equity, debt, and gold. It is set by goals, horizon, and risk tolerance rather than market views.

    Asset TurnoverAsset Turnover Ratio

    Measures how efficiently a company uses its assets to generate revenue. Higher ratio indicates better efficiency.

    ATRAverage True Range

    A volatility indicator that measures the average range of price movement over a period, considering gaps.

    AuctionShares Auction

    Process to settle trades when a seller fails to deliver shares (Short Delivery).

    Basis PointBasis Point (bps)

    One hundredth of a percentage point. Interest rates, yields, spreads, and expense ratios are quoted in basis points to avoid ambiguity.

    BetaBeta Coefficient

    Measures a stock's volatility relative to the broader market (Nifty 50). Indicates systematic risk.

    Bid-Ask Spread

    Difference between highest buy price (Bid) and lowest sell price (Ask).

    Block Deal

    A single trade with value > ₹10 Crore or 5 lakh shares.

    Bollinger Bands

    Volatility bands placed above and below a moving average. Bands widen during volatility and contract during calm periods.

    Bonus IssueBonus Share Issue

    Free additional shares given to existing shareholders in proportion to their holding, capitalising reserves. No cash changes hands and total value is unchanged.

    Bonus SharesBonus Issue

    Free shares given to existing shareholders based on their current holding.

    Book BuildingBook Building Issue

    Process of discovering price by inviting bids within a price band.

    Book ValueBook Value Per Share

    The net asset value of a company divided by outstanding shares. Represents theoretical value if company was liquidated.

    Book Value

    Net worth of the company per share.

    Book Value per ShareBook Value per Share (BVPS)

    Shareholders' equity divided by the number of shares outstanding. It is the accounting net worth attributable to each share.

    BRSRBusiness Responsibility and Sustainability Report

    SEBI's mandatory sustainability disclosure format for the top 1,000 listed Indian companies, covering environmental, social, and governance metrics.

    Bullish & BearishMarket Sentiment

    Bullish: Expecting prices to rise. Bearish: Expecting prices to fall.

    BuybackShare Buyback

    A company repurchasing its own shares, through a tender offer or open-market purchases, reducing share count. In India buybacks are governed by SEBI regulations.

    CAGRCompound Annual Growth Rate

    The mean annual growth rate of an investment over a specified period longer than one year, assuming profits are reinvested at the end of each year.

    CAPMCapital Asset Pricing Model

    A model that describes the relationship between systematic risk and expected return, used to price risky securities.

    CBDCCentral Bank Digital Currency (Digital Rupee)

    A digital form of sovereign currency issued by the RBI, piloted as the e-rupee in retail and wholesale segments. Unlike cryptocurrency, it is central-bank money.

    Circuit BreakersPrice Circuit Breakers

    Price bands set by exchanges (NSE/BSE) to halt trading during extreme volatility. Index-wide and stock-specific circuits exist.

    Circuit FilterCircuit Breaker / Filter

    Max allowed price movement in a day to check excessive volatility.

    Compound Interest

    Interest calculated on both the initial principal and the accumulated interest from previous periods. The 'eighth wonder of the world.'

    Contract Note

    A legal record of trades executed on a given day.

    Corporate Actions

    Events initiated by a company that affect its shareholders.

    Coupon Rate

    The fixed annual interest a bond pays as a percentage of its face value. It is set at issue and does not change with the market price.

    CovenantDebt Covenant

    A condition attached to a loan or bond that the borrower must maintain, such as a maximum leverage ratio or minimum coverage ratio. Breaching one can trigger penalties or immediate repayment.

    CPI InflationConsumer Price Index Inflation

    The rate of change in the prices of a consumption basket of goods and services. India's monetary policy targets CPI inflation at 4%, within a 2 to 6% band.

    Credit Rating

    An agency's opinion of a borrower's ability to repay, expressed on a letter scale from AAA (highest safety) down to D (default). In India the major agencies are CRISIL, ICRA, and CARE.

    Credit Spread

    The extra yield a corporate bond pays over a government bond of the same maturity, compensating for default risk and lower liquidity.

    CRRCash Reserve Ratio

    The share of deposits banks must hold as cash with the RBI, earning no interest. Changing it directly adds or drains banking-system liquidity.

    Current Account DeficitCurrent Account Deficit (CAD)

    The shortfall between a country's foreign earnings (exports, remittances) and foreign spending (imports). A persistent CAD must be financed by foreign capital inflows.

    Current Ratio

    Measures a company's ability to pay short-term obligations. Compares current assets to current liabilities.

    Debt-to-EquityDebt-to-Equity Ratio

    A measure of a company's financial leverage, showing the proportion of debt used to finance assets relative to shareholders' equity.

    Demat AccountDematerialized Account

    An account to hold securities (shares, bonds, ETFs) in electronic form. Managed by depositories NSDL or CDSL.

    DEMAT AccountDematerialized Account

    An account used to hold shares and securities in electronic format.

    DEMAT DocumentsDocuments for Opening DEMAT

    PAN Card, Aadhaar (Address Proof), Bank Proof (Cancelled Cheque), Photos.

    DepositoriesDepositories (NSDL/CDSL)

    Institutions that hold securities in electronic form (like a bank for shares).

    DIIDomestic Institutional Investor

    Indian institutions such as mutual funds, insurers, and pension funds investing in domestic markets. Their flows are reported daily alongside FPI numbers.

    Dividend

    A portion of the company's profits distributed to shareholders.

    Dividend Payout Ratio

    The share of net profit paid out as dividends. The remainder, the retention ratio, is reinvested in the business.

    Dividend Yield

    The annual dividend payment divided by the stock's current price, expressed as a percentage. Shows income return on investment.

    DPDepository Participant

    Agent of the depository (Broker) who interacts with the investor.

    DSCRDebt Service Coverage Ratio

    Cash available for debt service divided by scheduled principal and interest payments. It measures whether operations generate enough cash to meet debt obligations as they fall due.

    DurationDuration (Bond)

    A measure of a bond's price sensitivity to interest-rate changes, expressed in years. Longer duration means bigger price swings when yields move.

    Earnings Yield

    The inverse of the P/E ratio: earnings per share divided by price. It expresses valuation as a percentage return, making stocks directly comparable with bond yields.

    EBITDA Margin

    Operating profitability before interest, taxes, depreciation, and amortization as a percentage of revenue.

    EMAExponential Moving Average

    A type of moving average that gives more weight to recent prices, making it more responsive to new information than simple moving average.

    EMIEquated Monthly Installment

    A fixed payment amount made by a borrower to a lender at a specified date each month. Includes both principal and interest components.

    Enterprise ValueEnterprise Value (EV)

    The total value of a company including both equity and debt, minus cash. Represents what it would cost to acquire the entire business.

    EPSEarnings Per Share

    The portion of a company's profit allocated to each outstanding share of common stock. A key indicator of company profitability on a per-share basis.

    ESG ScoreESG Score / Rating

    A third-party assessment of a company's environmental, social, and governance practices. Different providers use different methodologies, and their scores often disagree.

    EV/EBITDAEV/EBITDA Ratio

    Enterprise Value divided by EBITDA. A valuation metric that compares total company value to operating earnings.

    EV/SalesEnterprise Value to Sales

    A multiple comparing firm value to revenue. Used when earnings are negative or temporarily depressed, since revenue is harder to manipulate than profit.

    Expense RatioTotal Expense Ratio (TER)

    The annual fee charged by a mutual fund to manage your money, expressed as a percentage of assets.

    Face ValuePar Value / Face Value

    The nominal value of a share as stated in the company's charter. Used for accounting purposes and calculating dividends.

    Face Value

    The original value of a share as listed in the company's books.

    FCF YieldFree Cash Flow Yield

    Free cash flow per share divided by the share price, or firm-level free cash flow divided by market cap. It shows the cash return the business generates on its current price.

    Fibonacci LevelsFibonacci Retracement Levels

    Horizontal lines indicating potential support/resistance at key Fibonacci ratios before price continues in original direction.

    Fiscal Deficit

    The gap between government spending and its revenues, financed by borrowing. Expressed as a percentage of GDP in the Union Budget.

    FPIForeign Portfolio Investor

    Overseas institutions and funds registered with SEBI to invest in Indian listed securities. Their daily buy and sell figures are published by the exchanges.

    FPOFurther Public Offer

    Already listed company issues new shares to public.

    Free FloatFree Float Market Capitalization

    The portion of shares available for public trading, excluding promoter holdings, government holdings, and locked-in shares.

    Free Float McapFree Float Market Cap

    Market cap calculated using only shares available for public trading.

    Future ValueFuture Value (FV)

    The value of a current asset at a future date based on an assumed growth rate. It calculates how much an investment made today will be worth in the future.

    Gap DownGap Down Opening

    When a stock opens significantly lower than yesterday's close.

    Gap UpGap Up Opening

    When a stock opens significantly higher than yesterday's close.

    GDP GrowthGross Domestic Product Growth

    The rate of change in the total value of goods and services produced in the economy, reported quarterly in real (inflation-adjusted) terms.

    Greenwashing

    Overstating or misrepresenting environmental credentials, in marketing, labels, or disclosures, without matching substance.

    Gross MarginGross Profit Margin

    Gross profit as a percentage of revenue: what remains after direct production costs, before operating expenses.

    GSTGoods and Services Tax

    India's unified indirect tax replacing multiple taxes. Has three components: CGST (Central), SGST (State), IGST (Inter-state).

    Independent Director

    A board member with no material relationship to the company or its promoters, meant to protect minority shareholders. Listing rules mandate minimum independent representation.

    IndicesMarket Indices

    Benchmark tracking the performance of a group of stocks.

    Interest CoverageInterest Coverage Ratio

    Measures how easily a company can pay interest on its outstanding debt. Higher is better.

    Investor TypesTypes of Investors

    Retail (Small), HNI (High Net Worth), DII (Domestic Institutions), FII (Foreign Institutions).

    IPO ListingListing of IPO

    The day shares start trading on the exchange.

    IPO vs OFSIPO vs Offer For Sale

    IPO: Fresh shares issued (Money to company). OFS: Existing shareholders sell (Money to seller).

    KYCKnow Your Customer

    The mandatory identity-verification process for financial accounts, using documents such as PAN and Aadhaar, increasingly completed digitally through video or Aadhaar-based flows.

    Lot Size

    Minimum number of shares you must buy (usually in F&O or SME IPOs).

    LTCGLong-Term Capital Gains

    Tax on profits from selling assets held for more than 12 months (equity). Currently 12.5% for equity above ₹1.25 lakh exemption.

    LTCGLong Term Capital Gain

    Profit earned from selling a stock held for more than 12 months.

    LTPLatest Traded Price

    The price at which the last trade occurred.

    MACDMoving Average Convergence Divergence

    A trend-following momentum indicator showing the relationship between two exponential moving averages of a security's price.

    Margin of Safety

    The gap between a stock's estimated intrinsic value and its market price. Buying below intrinsic value creates a cushion against errors in the estimate.

    Market CapMarket Capitalization

    The total market value of a company's outstanding shares. Represents what the market believes a company is worth.

    Market CapMarket Capitalization

    Total value of a company's shares.

    MCA Form AOC-4Annual Financial Statements Filing

    Mandatory annual filing with Registrar of Companies containing a company's financial statements, auditor's report, and board report.

    MCA Form MGT-7Annual Return Filing

    Annual return form containing information about shareholders, directors, and company structure filed with Registrar of Companies.

    Merchant BankerMerchant Banker / Lead Manager

    Financial institution managing the IPO process.

    NAVNet Asset Value

    The per-unit value of a mutual fund scheme, calculated by dividing total value of all securities by number of units.

    Net Profit Margin

    The percentage of revenue that remains as profit after all expenses, taxes, and costs are deducted.

    Nifty 50National Stock Exchange Fifty

    India's benchmark stock index comprising 50 of the largest and most liquid companies listed on NSE, representing about 65% of free-float market cap.

    NOPATNet Operating Profit After Tax

    Operating profit (EBIT) with tax removed, before any financing effects. It is the profit the business generates for all capital providers.

    NPANon-Performing Asset

    A loan on which interest or principal has remained overdue for more than 90 days. Banks must classify such loans separately and provide against expected losses.

    NPVNet Present Value

    The difference between the present value of cash inflows and outflows over time. Used to analyze the profitability of an investment.

    OBVOn-Balance Volume

    A cumulative total of volume based on whether price closed up or down. Measures buying and selling pressure.

    Operating Leverage

    The sensitivity of operating profit to changes in revenue, driven by the share of fixed costs. High fixed costs mean small revenue changes produce large profit swings.

    Operating MarginOperating Profit Margin (EBIT Margin)

    Operating profit (EBIT) as a percentage of revenue. It captures the profitability of the core business after all operating costs but before interest and tax.

    Order Quantity TypesTypes of Orders based on quantity

    Disclosed Quantity (show less than actual) to hide intent.

    Order TypesTypes of Orders

    Market Order (Buy at current price), Limit Order (Buy at specific price).

    P/B RatioPrice-to-Book Ratio

    Compares a stock's market value to its book value. Shows how much investors are paying for the net assets of a company.

    P/E RatioPrice-to-Earnings Ratio

    The ratio of a company's current stock price to its earnings per share. Indicates how much investors are willing to pay for each rupee of earnings.

    P2P LendingPeer-to-Peer Lending

    Platforms that match individual lenders directly with borrowers, regulated in India as NBFC-P2P entities with caps on exposure per lender and borrower.

    Payment AggregatorPayment Aggregator (PA)

    A licensed intermediary that lets merchants accept many payment methods without direct bank integrations, holding funds briefly in escrow during settlement.

    PEG RatioPrice/Earnings-to-Growth Ratio

    The P/E ratio divided by expected earnings growth rate. Adjusts valuation for growth expectations.

    PledgingPromoters Pledging Shares

    Promoters using their shares as collateral to take loans.

    Pre-opening SessionPre-opening Market Session

    Session from 9:00 AM to 9:15 AM to stabilize opening price.

    Present ValuePresent Value (PV)

    The current worth of a future sum of money given a specified rate of return. It's the reverse of future value calculation.

    Price Band

    The price range within which investors can bid for IPO shares.

    Price Determination

    How IPO price is finalized based on bids received.

    Price DiscoveryWho decides share prices?

    Share prices are determined by supply and demand in the market.

    Primary MarketImportance of Primary Markets

    Allows companies to raise capital for growth and expansion.

    Promoter

    The individual or group who starts the company and raises capital.

    Promoter HoldingPromoter Shareholding

    The percentage of shares held by the founders or controlling group, disclosed quarterly. Changes in it are closely watched.

    Promoter PledgePromoter Share Pledging

    Promoters borrowing against their own shareholding by pledging shares as collateral. Disclosed quarterly in Indian shareholding patterns.

    ProspectusProspectus / RHP

    Detailed document describing the company, risks, and financials for IPO.

    Quick RatioQuick Ratio (Acid Test)

    A stricter liquidity measure that excludes inventory from current assets. Shows ability to meet obligations without selling inventory.

    Real ReturnInflation-Adjusted Return

    The actual return on investment after adjusting for inflation. Shows the true purchasing power gained.

    RebalancingPortfolio Rebalancing

    Periodically restoring a portfolio to its target allocation by trimming what has grown and adding to what has lagged.

    Record Date

    The cut-off date to determine which shareholders are eligible for dividends/bonus.

    Related-Party TransactionRelated-Party Transaction (RPT)

    A deal between the company and parties connected to it, such as promoter entities or subsidiaries. Disclosed in the annual report and subject to audit-committee approval.

    Repo RateRepurchase Rate

    The rate at which the RBI lends overnight funds to banks against government securities. It is the primary policy rate set by the Monetary Policy Committee.

    Reverse Repo RateReverse Repurchase Rate

    The rate at which banks park surplus funds with the RBI. Together with the repo rate it forms the corridor within which overnight market rates move.

    Rights Issue

    An offer to existing shareholders to buy new shares, usually below the market price, in proportion to their holding. It raises fresh capital for the company.

    Ring TradingRing Trading / Open Outcry

    Old physical floor trading method (now replaced by electronic).

    ROAReturn on Assets

    Indicates how efficiently a company uses its assets to generate profit. Shows how much profit is generated for every rupee of assets.

    ROCEReturn on Capital Employed

    A measure of how efficiently a company uses its total capital (equity + debt) to generate profits. Better for comparing capital-intensive businesses.

    ROEReturn on Equity

    A measure of how efficiently a company uses shareholders' equity to generate profits. Shows percentage return on shareholder investment.

    ROICReturn on Invested Capital

    After-tax operating profit divided by the total capital invested in the business, both debt and equity. It measures how well the company converts all its capital into operating profit.

    RSIRelative Strength Index

    A momentum oscillator that measures the speed and magnitude of recent price changes. Oscillates between 0 and 100.

    Rule of 72

    A simple way to estimate how long it takes for an investment to double at a given annual interest rate.

    Savings AccountSavings Bank Account

    A bank deposit account that provides modest interest.

    SEBI ICDRIssue of Capital and Disclosure Requirements

    Regulations governing public issues (IPOs), rights issues, preferential allotments, and QIPs. Sets eligibility and disclosure requirements.

    SEBI LODRListing Obligations and Disclosure Requirements

    SEBI regulations that govern how listed companies must report data, maintain corporate governance, and disclose material information.

    SEBI PITProhibition of Insider Trading

    SEBI regulations that prohibit trading by insiders with unpublished price-sensitive information (UPSI). Covers designated persons and relatives.

    SEBI SASTSubstantial Acquisition of Shares and Takeovers

    The 'Takeover Code' governing acquisition of substantial shares, open offers, and change of control in listed companies.

    Section 80CSection 80C Deduction

    A popular income tax deduction under the Old Tax Regime for investments up to ₹1.5 lakh in specified instruments.

    Sector IndicesSectoral Indices

    Indices tracking specific sectors.

    Securities Market TypesTypes of Securities Market

    Primary Market (New securities issued) and Secondary Market (Existing securities traded).

    Settlement Date

    The date when ownership is transferred and funds are exchanged.

    Share SplitStock Split

    Dividing existing shares into multiple shares to increase liquidity and reduce price per share.

    Sharpe Ratio

    Risk-adjusted return measure showing excess return per unit of total risk (standard deviation).

    Short SellShort Selling

    Selling shares you don't own, hoping to buy them back lower.

    Simple Interest

    Interest calculated only on the principal amount. Unlike compound interest, it doesn't earn interest on accumulated interest.

    SIPSystematic Investment Plan

    A method of investing a fixed sum regularly in mutual funds. It automates investing and leverages rupee cost averaging.

    SLRStatutory Liquidity Ratio

    The share of deposits banks must invest in approved securities, chiefly government bonds. It ensures bank liquidity and a captive market for government debt.

    Standard DeviationStandard Deviation (σ)

    A measure of the dispersion of returns around the average. Higher standard deviation means higher volatility/risk.

    STCGShort-Term Capital Gains

    Tax on profits from selling assets held for less than 12 months (equity) or less than 24/36 months (other assets).

    StochasticStochastic Oscillator

    A momentum indicator comparing a security's closing price to its price range over a given time period.

    Stock Split

    Dividing each share into several shares of lower face value. Count rises, price falls proportionately, and value is unchanged.

    Stop LossStop Loss (SL)

    An order to sell automatically if price drops to a certain level to limit loss.

    STTSecurities Transaction Tax

    A tax levied on every purchase and sale of securities (equity shares, derivatives, mutual funds) on recognized stock exchanges.

    T+1 SettlementTrade Plus One Day Settlement

    Settlement cycle where trade-related settlements happen within 24 hours of the transaction. India moved to T+1 in 2023.

    Terminal ValueTerminal Value (TV)

    The value of all cash flows beyond the explicit forecast period in a DCF, usually estimated with the Gordon growth formula. It typically accounts for the majority of a DCF's total value.

    Top Line & Bottom LineTop Line and Bottom Line

    Top Line refers to Revenue/Sales. Bottom Line refers to Net Profit.

    Trading Account

    An account used to place buy and sell orders in the stock market.

    Trading SystemScreen Based Trading System

    Electronic system where orders are matched automatically.

    Trend Analysis

    Studying historical price movements to predict future direction.

    Treynor Ratio

    Risk-adjusted return measure using beta (systematic risk) instead of total risk. Better for diversified portfolios.

    Underwriter

    Institution guaranteeing to buy unsold shares in an IPO.

    UPIUnified Payments Interface

    India's real-time, interoperable bank-to-bank payment system operated by NPCI. It lets any app move money instantly between accounts using simple identifiers.

    VolumeTrading Volume

    Total number of shares traded in a specified period.

    WACCWeighted Average Cost of Capital

    The average rate a company pays to finance its assets, weighted by proportion of debt and equity in capital structure.

    Working Capital CycleCash Conversion Cycle

    The number of days cash stays locked in operations: inventory days plus receivable days minus payable days.

    WPIWholesale Price Index

    An index of prices at the wholesale level, weighted toward manufactured goods and commodities. It often diverges from CPI, which tracks consumer prices.

    XIRRExtended Internal Rate of Return

    The annualised return of a series of cash flows on irregular dates, solved so their present values sum to zero. It is the correct return measure for SIPs and staggered investments.

    Yield to MaturityYield to Maturity (YTM)

    The single discount rate at which a bond's future coupons and principal repayment equal its current market price. It is the total annualised return from holding the bond to maturity.